Corporate Bank Technology Principal Auditor – AVP Full Time

Overview

This role reports to the Principal Audit Manager (PAM) for Technology – Investment and Corporate Bank US who in turn reports to the Global Chief Auditor for Technology Investment and Corporate Bank. You will work with management and staff within Group Audit (GA) to deliver audits owned and led by the investment and corporate bank audit teams. You will also provide technology support the Business audit teams with coverage of the same areas, as part of ‘front to back’ audit reviews.

Your Key Responsibilities:

• Evaluate the adequacy and effectiveness of internal controls relating to Technology supporting Investment Bank (e.g., FIC sales and trading, client coverage) and Corporate Bank (cash management, security services, trade financing and lending) in accordance with GA methodology and the established risk assessment framework
• Conduct technology assessments and continuous monitoring
• Undertake audit assignments, plan audits (e.g., documenting activity flows of the processes to be reviewed, identifying risks and the key actual controls in place to mitigate the identified risks), attend meetings with internal stakeholders, perform testing and document results, draft audit issues for review by audit management, conduct tracking of audit findings, and validate closure of audit findings
• Participate in meetings with business auditors and provide input for business led (‘front to back’) audits
• Develop and maintain broad regulatory knowledge & experience, stay abreast of business/industry changes and their effect on the team’s audit plan, audit methodology, and risk assessments
• Proactively develop and maintain professional working relationships with colleagues, the Business and respective support areas; work in an integrated manner with fellow team members both locally and globally

Your Skills and Experience:

• Bachelor’s degree or equivalent degreed in information technology, computer science or related discipline and professional certification (e.g., CISA, CRISC, CCSP, ITIL, COBIT, CIA, CFE, CPA, etc.) preferred
• Moderate experience in an internal audit role preferably in financial services; public accounting experience an advantage
• Understanding of technology, security, and the related risks and controls within that area as well as from upstream processes
• Significant demonstrable experience of IT auditing (e.g., audits of automated business controls and of the implementation of new systems) and experience with audits of IT general controls
• Ability to identify and evaluate risks within the control environment, sound judgment on the impact of issues raised

Rate/Salary: